Todd Humphrey has over 30 years of experience in the investment management and regulatory compliance industries. Prior to joining Standish Compliance, Mr. Humphrey held leadership positions at several large regulatory compliance consulting firms, working primarily with private fund advisers. He also worked for a registered investment adviser, first as an equity analyst and later as a portfolio manager, where he was responsible for oversight of the firm’s research group. In addition, he has served as the chief compliance officer of a registered investment adviser. His experience includes SEC regulatory examinations, SEC-mandated independent consultant remediation engagements, private fund compliance program design and testing, Marketing Rule compliance, custody-related matters, and adviser registration and operational compliance support.

Mr. Humphrey began his career at the U.S. Securities and Exchange Commission, where he served first as an examiner and later as an accountant. During his tenure, he helped lead and conduct numerous examinations of investment advisers and investment companies and supported enforcement-related matters.

Mr. Humphrey earned a Bachelor of Science degree in Finance summa cum laude from California State University, Fresno, and a Master of Business Administration degree from the University of Southern California. He also holds the Chartered Financial Analyst (CFA®) and Chartered Alternative Investment Analyst (CAIA®) designations.