Nicole De La Roca is a private fund compliance expert and a graduate of
Yale University.

Ms. De La Roca has worked in regulatory compliance and anti-money
laundering (AML) since 2012. She holds Series 7 and 24 licenses and is a
Certified Anti-Money Laundering Specialist (CAMS) as well as a Certified
Global Sanctions Specialist (CGSS).

Ms. De La Roca began her career in the compliance and AML departments
of a diversified financial services company and later served on the
compliance team of a large, multinational hedge fund. She provides
compliance services to hedge funds, private equity funds, and other
alternative fund managers